Proactively managing risk in a constantly changing industry

From governance and regulatory requirements to professional liability and market volatility, asset managers encounter a wide array of risk exposures in the course of doing business.

As asset management becomes increasingly more complex, our risk advisors can assist you in navigating the challenges of this modern financial world while helping you proactively plan for the future. Risk Strategies can help you identify potential exposures to ensure continued resiliency in a competitive investment marketplace.

Our team is expertly equipped to advise:

• Asset managers
• Private equity firms
• Investment advisers
• Mutual funds
• Hedge funds
• Real estate funds

While the goal of these firms is to provide customized solutions and services to their customer base, so too is the goal of our experts — to provide customized insurance solutions tailored to the services our clients provide and their risk management exposures.  Whether it be meeting bonding requirements per SEC Rule 17g-1 of the Investment Company Act of 1940, or obtaining regulatory compliance mock exam reimbursements,  we can partner with you to meet your firm’s specific needs.